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date: '2021-09-28T00:00:00+00:00'
date_updated: '2025-12-05T08:36:41+00:00'
guid: https://www.leidenmadtrics.nl/articles/practicing-what-we-preach-our-journey-toward-open-science
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summary: Today CWTS published its open science policy on its website. This policy,
  which formally came into effect on September 1 this year, is the outcome of a co-creation
  process in which many CWTS colleagues participated in a period of one and a half
  years.
title: 'Practicing what we preach: Our journey toward open science'
url: https://www.leidenmadtrics.nl/articles/practicing-what-we-preach-our-journey-toward-open-science
version: v1
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Today CWTS published its [open science
policy](https://www.cwts.nl/research/cwts-open-science-policy){target="_blank"}
on its website. This policy, which formally came into effect on
September 1 this year, is the outcome of a co-creation process in which
many CWTS colleagues participated in a period of one and a half years.
In this blog post, we discuss the *why*, the *how*, and the *what* of
the CWTS open science policy.

### **Why did we develop an open science policy?**

Over the past decade, CWTS has been involved in a large number of
activities in the area of open science, ranging from monitoring of open
access publishing and studying of open data practices to the development
of open infrastructures and contributions to policy making around open
science. However, while open science had become an increasingly
important object of study in our work, many of our own research
practices were still fairly traditional and not necessarily in line with
an open science way of working. This led to a recognition that we needed
to reflect more actively on our own research practices: Did we actually
practice what we were preaching? And how could we do better? In late
2018, this process resulted in the decision to develop a CWTS open
science policy.\

### **How did we develop our open science policy?**

We started by inviting all CWTS colleagues to participate in meetings in
which the basics of open science were discussed and in which colleagues
were asked to choose the aspects of open science they considered to be
most important for CWTS. Four topics were chosen: open access
publishing, open research data, open source software, and the
relationship between open science and the work of [CWTS
BV](https://www.cwtsbv.nl/){target="_blank"}. A number of colleagues
then volunteered to prepare a policy around these four aspects of open
science. All CWTS colleagues were given the opportunity to provide
feedback on the proposed policy.\

The open science policy was formally approved by the CWTS board in June
2020. We then went through a one-year transition period (September
2020-August 2021) in which everyone at CWTS had the opportunity to
familiarize themselves with the policy and to start implementing the
policy in their work. Several meetings were organized during this
transition period to support colleagues in the implementation of the
policy. In September 2021, the policy formally entered into force. All
research at CWTS is now expected to be carried out in accordance with
our open science policy.\

### **What does our open science policy say?**\
 {#what-does-our-open-science-policy-say}

*\
Guiding principles\*
As a starting point for the CWTS open science policy, we formulated five
principles that provide general guidance for the CWTS approach to open
science:

1\. As open as possible, as closed as necessary

2\. Openness is not always easy.

3\. Openness takes time.

4\. Openness is a joint responsibility.

5\. Openness should not become a straitjacket.\

The first principle recognizes that openness is not always possible or
desirable and that there may be good reasons to keep something closed.
We will get back to this below in the discussion of open data. The
second principle acknowledges that openness may come at a cost, for
instance in terms of additional efforts that need to be made. The third
principle emphasizes that becoming more open requires a culture change
that takes time and will not happen overnight. The fourth principle
makes clear that openness needs to be done together. No one can be
expected to carry this responsibility on their own. Supervisors for
instance have a responsibility to support their PhD candidates in
adopting open science practices. Finally, the fifth principle recognizes
that openness may sometimes need to be balanced against other important
values, which in some cases may justify making exceptions to the open
science policy.\

*Open access\*
Our open science policy requires all journal articles published by CWTS
researchers to be made openly accessible, either in a journal (gold or
hybrid open access) or in a repository (green open access). Also, when
an article is submitted to a journal, posting the article on a preprint
server (e.g., [arXiv](https://arxiv.org/){target="_blank"} or
[SocArXiv](https://osf.io/preprints/socarxiv){target="_blank"}) is
strongly encouraged. Our open science policy encourages publishing in
journals that are owned by the scholarly community and that adopt
responsible publishing practices, for instance journals that support
openness of metadata by participating in initiatives such as
[I4OC](https://i4oc.org/){target="_blank"} and
[I4OA](https://i4oa.org/){target="_blank"}. To support publishing in
gold open access journals, CWTS pays article processing charges (APCs)
of at most EUR 1200 from its basic funding. For APCs paid from grant
funding there is no maximum. The open science policy also encourages
open access publishing of conference papers, book chapters, and books,
but the policy currently does not mandate this.\

To help CWTS colleagues make their research openly accessible, a toolbox
has been created that provides information on the journals most
frequently used by CWTS researchers. The toolbox for instance offers
information on licenses under which research can be made openly
accessible, APCs for open access publishing, and [transformative
agreements](https://www.openaccess.nl/en/in-the-netherlands/publisher-deals){target="_blank"}
between the Dutch universities and publishers that may cover the cost of
open access publishing.\

*Open data\*
Regarding openness of research data, our open science policy states that
data should be as open as possible and as closed as necessary. By
default, data should be made openly available, but there can be several
reasons to keep data closed. For instance, in ethnographic research,
data may be co-owned by research participants that do not want the data
to be opened. In scientometric research, data may be owned by companies
that do not allow the data to be opened.\

CWTS also follows the [data management regulations of Leiden
University](https://www.organisatiegids.universiteitleiden.nl/en/regulations/general/leiden-university-data-management-regulation){target="_blank"}.
These regulations specify how data should be managed before, during, and
after a research project. Unlike our open science policy, the data
management regulations do not indicate whether data should be open or
closed. Regardless of whether data is open or closed, our open science
policy encourages compliance of the data with the [FAIR (i.e., findable,
accessible, interoperable, and reusable)
principles](https://doi.org/10.1038/sdata.2016.18){target="_blank"}.\

*Open source\*
Our open science policy distinguishes between two types of software,
referred to as type 1 and type 2 software. Type 1 software represents a
significant scientific advancement, while type 2 software is
instrumental to scientific research but does not itself represent a
significant scientific advancement. For Type 1 software, our open
science policy requires the source code to be made open. The [open
source license](https://opensource.org/licenses){target="_blank"} (e.g.,
MIT, GPL, LGPL) can be chosen on a case-by-case basis. Examples of type
1 software developed at CWTS are the [Leiden
algorithm](https://www.cwts.nl/blog?article=n-r2u2a4){target="_blank"}
for network clustering and the recently released [VOSviewer Online
tool](https://www.leidenmadtrics.nl/articles/vosviewer-goes-online-part-1){target="_blank"}
for interactive network visualization. Another example is the [igraph
package](https://igraph.org/){target="_blank"} for network analysis, for
which [CWTS is one of the
contributors](https://www.cwts.nl/news?article=n-s2u234){target="_blank"}.
An example of type 2 software is the software developed by CWTS for
parsing data delivered to our center by data providers such as Clarivate
(Web of Science), Digital Science (Dimensions), and Elsevier (Scopus).
According to our open science policy, the source code of type 2 software
may or may not be made open, depending on what seems best for the
sustainability of the software.\

*CWTS BV\*
Open science also aims to make research results more accessible for
societal stakeholders and to involve these stakeholders in research
projects. For CWTS this aspect of open science is for instance reflected
in the contributions we make to Horizon projects funded by the European
Union and to projects of the [Research on Research Institute
(RoRI)](https://researchonresearch.org/){target="_blank"}. In addition,
[CWTS BV](https://www.cwtsbv.nl/){target="_blank"}, a business unit
affiliated with our center, also plays an important role.\

CWTS BV provides services to clients based partly on insights resulting
from the research of CWTS. The other way around, projects carried out by
CWTS BV also offer important input for the research agenda of CWTS. As
an independent legal entity, CWTS BV is not subject to the CWTS open
science policy. While openness and transparency are important values in
the work of CWTS BV, the confidentiality requested by many clients of
CWTS BV often limits the level of openness that can be achieved. For
instance, to guarantee confidentiality, many reports of CWTS BV cannot
be made openly accessible.\

### **Next steps**

In the coming years, we expect further updates to be made to the CWTS
open science policy, partly based on practical experiences in the
implementation of the policy and partly based on developments in the
broader open science landscape and in the ambitions we have at CWTS to
make our research more open. In fact, some CWTS colleagues are already
adopting open science practices that go beyond the current requirements
of the CWTS open science policy. For instance, some colleagues are
systematically posting all their research on preprint servers and some
have started to experiment with more open forms of peer review (e.g.,
online posting of review reports).\

In parallel with these developments, CWTS is also actively exploring the
use of open infrastructures for research information. In line with our
efforts to promote [openness of bibliographic
metadata](https://www.leidenmadtrics.nl/articles/publications-should-be-fair){target="_blank"}
and of [research information more
generally](https://doi.org/10.5281/zenodo.4893803){target="_blank"}, we
are for instance working on the institute-wide adoption of [ORCID
profiles](https://orcid.org/){target="_blank"} to keep track of our
activities and outputs. Likewise, in our scientometric work, we are
making significant efforts to reduce our dependence on proprietary data
sources and to optimally benefit from the opportunities offered by open
data sources.\

Several CWTS colleagues have also expressed a desire for more formal
ways of recognizing the efforts everyone at CWTS is making to adopt open
science practices. This issue is currently being addressed as part of an
ongoing project aimed at revising the approach we take at CWTS to
[recognition and
rewards](https://www.leidenmadtrics.nl/articles/responsible-research-culture-practicing-what-we-preach-at-cwts){target="_blank"}.\

We realize that our journey toward more open ways of working has just
begun. We look forward to the next steps!

\
\

*We thank all (current and former) colleagues who contributed to the
development of the CWTS open science policy, in particular Josephine
Bergmans, André Brasil, Tung Tung Chan, Mark Neijssel, Clifford Tatum,
Vincent Traag, Nees Jan van Eck, and Jochem Zuijderwijk.*